Risk Disclosure Statement

Effective Date: October 9, 2025

1. Introduction & Purpose of Disclosure

1.1. Purpose and Binding Nature

This Risk Disclosure Statement ("Disclosure") is intended to ensure that all users ("you," "your," or "user") of Swing Stock Strategy Group, LLC ("Company," "we," or "our") fully understand and acknowledge the inherent financial risks involved in securities trading and the use of our educational services ("Services"). This Disclosure is a legally binding component of our Terms & Conditions. By accessing or using our Services, you acknowledge that you have read, understood, and accepted the terms of this Disclosure.

1.2. Acknowledgment of User Responsibility

You understand that you alone are responsible for all trading decisions and their outcomes. You acknowledge that no educational material guarantees profit or prevents losses and that past performance is not indicative of future results. You agree to consult with qualified professionals before making any investment decision.

1.3. No Investment, Financial, or Legal Advice

All content provided by the Company is for educational and informational purposes only. Nothing provided should be construed as a recommendation, endorsement, or offer to buy or sell any security. The Company is not a registered investment advisor or broker-dealer.

2. General Trading & Investment Risks

2.1. Substantial Risk of Loss

Trading securities involves a substantial risk of loss. You may lose some, all, or more than your initial investment. You should never trade with capital you cannot afford to lose. Market conditions can change rapidly, resulting in significant losses.

2.2. Market Volatility and Unpredictability

Financial markets are highly volatile and impacted by factors beyond anyone's control, including economic events, news cycles, and political instability. Such events may lead to rapid price changes that can cause substantial losses.

2.3. Liquidity, Slippage, and Execution Risks

There is no guarantee that orders will be executed at intended prices. Slippage (the difference between the expected and actual price) can occur. Some securities may have limited liquidity, making it difficult to exit a position without a loss.

2.4. Technology and Platform Risks

Trading relies on technology (brokerage platforms, data feeds, internet access). Failures, delays, or outages may result in lost opportunities or financial losses. The Company is not responsible for technical issues affecting your ability to trade, including outages on platforms such as Discord.

3. No Performance Guarantees

3.1. Hypothetical Performance vs. Actual Trading

Any performance figures or trade examples shared by the Company are hypothetical or historical in nature and are not guarantees of future performance. Hypothetical results have inherent limitations and do not reflect the impact of real trading conditions.

3.2. No Guarantee of Profits or Outcomes

The Company makes no express or implied guarantees of financial success, income, or profits. Many traders lose money. You acknowledge and agree that you alone are responsible for your financial results.

3.3. Historical Results Are Not Indicative of Future Performance

Historical performance results, including the "$50K Transparency Challenge," are exceptional, non-typical results and are not representative of guaranteed user outcomes.

3.4. Individual Results Will Vary

Your trading results will differ materially from any examples or testimonials presented. Results depend on numerous factors outside the control of the Company, including your risk tolerance, position sizing, timing, and emotional discipline.

4. Educational Nature of Services

4.1. Role of Swing Stock Strategy Group

The Company provides general educational content only. None of our materials or activities constitute investment advice, personalized recommendations, or fiduciary guidance.

4.2. No Fiduciary Relationship Created

Your relationship with the Company is strictly educational. We do not manage your money, make trades on your behalf, or act as a broker or investment advisor. You retain full control over your own trading decisions at all times.

5. Hypothetical Results Disclosure (CFTC Rule 4.41)

5.1. Limitations of Hypothetical Results

Hypothetical performance results have many inherent limitations. They are prepared with the benefit of hindsight, do not account for the financial risk of actual trading, and cannot accurately model the psychological factors that affect decision-making in real time.

5.2. Required CFTC Disclaimer Language

Pursuant to CFTC Rule 4.41:

"HYPOTHETICAL OR SIMULATED PERFORMANCE RESULTS HAVE CERTAIN INHERENT LIMITATIONS. UNLIKE AN ACTUAL PERFORMANCE RECORD, SIMULATED RESULTS DO NOT REPRESENT ACTUAL TRADING. ALSO, SINCE THE TRADES HAVE NOT BEEN EXECUTED, THE RESULTS MAY HAVE UNDER- OR OVER-COMPENSATED FOR THE IMPACT, IF ANY, OF CERTAIN MARKET FACTORS, SUCH AS LACK OF LIQUIDITY. SIMULATED OR HYPOTHETICAL TRADING PROGRAMS IN GENERAL ARE ALSO SUBJECT TO THE FACT THAT THEY ARE DESIGNED WITH THE BENEFIT OF HINDSIGHT. NO REPRESENTATION IS BEING MADE THAT ANY ACCOUNT WILL OR IS LIKELY TO ACHIEVE PROFITS OR LOSSES SIMILAR TO THOSE SHOWN."

6. Alerts & Watchlists Disclaimers

6.1. Educational Purpose Only

All trading alerts and watchlists are strictly for educational and informational purposes. They demonstrate how strategies can be applied and are not direct recommendations to buy or sell any security.

6.2. No Guarantee of Prices or Execution

Any prices or levels referenced are illustrative only and do not guarantee you can or will achieve the same or similar execution. Market conditions may result in materially different outcomes.

6.3. User Responsibility for Execution

You are solely responsible for evaluating the suitability of any alert or watchlist, determining your own risk management plan, and executing any trades at your own discretion.

7. User's Personal Responsibilities

7.1. Financial Suitability

You are solely responsible for determining whether trading is appropriate for your financial situation and risk tolerance. You should only trade with risk capital—money you can afford to lose without impacting your financial well-being.

7.2. Tax and Legal Compliance

You are solely responsible for maintaining records, reporting income, and paying all applicable taxes on your trading activities in accordance with the laws of your jurisdiction. The Company does not provide tax or legal advice.

7.3. Time Commitment and Learning

You acknowledge that learning to trade requires a significant commitment of time and effort. Your ability to apply the educational concepts effectively depends on your personal dedication and learning capacity.

8. Force Majeure Events

The Company shall not be held liable for any delay, interruption, or failure to perform its obligations resulting from events beyond its reasonable control, including but not limited to: Acts of God (e.g., floods, earthquakes), pandemics, war, terrorism, government actions, trading halts, or the failure of third-party platforms and service providers (including Discord, hosting services, or data providers). Such events shall not constitute a breach of contract or grounds for a refund.

9. Indemnification & Limitation of Liability

9.1. Indemnification by the User

You agree to defend, indemnify, and hold harmless Swing Stock Strategy Group, LLC, its owners, officers, and affiliates from any and all claims, liabilities, and costs (including reasonable attorneys' fees) arising from your use of the Services, your trading decisions, or your violation of this Disclosure or our Terms & Conditions.

9.2. Limitation of Liability

TO THE MAXIMUM EXTENT PERMITTED BY LAW, THE COMPANY SHALL NOT BE LIABLE FOR ANY DIRECT, INDIRECT, INCIDENTAL, CONSEQUENTIAL, OR PUNITIVE DAMAGES, INCLUDING TRADING LOSSES OR LOSS OF PROFITS, ARISING FROM YOUR USE OF THE SERVICES, EVEN IF ADVISED OF THE POSSIBILITY OF SUCH DAMAGES.

9.3. Maximum Liability Cap

In the event that any liability is found against the Company, its total liability shall be limited to the amount you paid to the Company in the twelve (12) months immediately preceding the claim.

10. Arbitration, Dispute Resolution & Governing Law

10.1. Mandatory Binding Arbitration

You and the Company agree that any dispute or claim arising from this Disclosure or your use of the Services shall be resolved exclusively through final and binding arbitration, rather than in court. By entering into this agreement, you are waiving your right to a trial by jury.

10.2. Class Action and Collective Action Waiver

All disputes must be brought in your individual capacity, and not as a plaintiff or class member in any purported class, collective, or representative proceeding. The arbitrator shall have no authority to preside over any form of class action.

10.3. Governing Law

This Disclosure shall be governed by the laws of the State of Iowa. The exclusive venue for any arbitration shall be Harrison County, Iowa.

10.4. Time Limit to Bring Claims

Any claim must be filed within one (1) year after such claim arose, otherwise, it is permanently barred.

11. User Acknowledgment & Assumption of Risk

11.1. Informed Consent to Risk

By participating in our Services, you acknowledge that you have read and fully understand this Risk Disclosure Statement, you are voluntarily participating in high-risk trading activities, and you understand that no system guarantees profits or protection from losses.

11.2. Binding Agreement to Assume Risks

By continuing to use the Services, you irrevocably acknowledge and assume all risks described in this Disclosure. You waive and release any claims against the Company arising from your participation. This acknowledgment is a material condition of your membership and access to the Services.